Job Code
Employment Status
Full Time
Travel Involved

Compliance Specialist

Job Description

The Compliance Specialist reviews currency transaction reports and any supporting documentation and follow up with departments on information for electronic filing.

  • Utilizes technology effectively to accomplish objectives (including but not limited to generating win/loss statements, placing flags on accounts, acting on patron account inquiries, generating reports, etc).
  • Works diligently to support the S.H.O.W. Service Basic Standards culture and team philosophy throughout the property.
  • Prepare letters and documents for mailing (including certified mail).
  • Assist with customer inquiries of win/loss statements.
  • Notify Manager of any exceptions and track the exception reporting and department responses.
  • Collect data and prepare spreadsheets for analysis.
  • Perform queries from various databases, as needed and review as assigned.
  • Respond to regulatory agency information requests (including but not limited to subpoenas, summons, etc).
  • Prepare for review by the Manager the hard copy records of the eFilings.
  • Assist Manager with Suspicious Activity Reporting.
  • Any additional duties as assigned by the Regulatory Compliance Manager.

Job Requirements

  • Minimum of two years in related experience.
  • Strong organizational, motivational and independent working skills required.
  • Ability to qualify for the appropriate casino license.
  • Must have ability to sit and work from a computer for extended periods.
  • Must have working knowledge of word processing, database querying, and spreadsheet usage.
  • Must be able to stand at copier workstation and effectively use a computer keyboard.
  • Must have the manual dexterity to allow for inputting of data into computer software and be capable viewing computer monitors for extended periods of time.
  • Must be able to read “fine print” areas of reports, memos, and other documents.
  • Must have the manual dexterity to allow for sorting, creating, compiling and labeling of paper document files for extended periods of time.